Policy Papers and Research 2010

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EU Green paper on Corporate Governance in financial institutions and remuneration policies
IMA response (1 September)

OECD paper on Possbile improvement to procedures for tax relief for Cross-Border Investors
IMA response (31 August)

ASB proposals for the future of UK GAAP
IMA response (16 August)

CESR paper on Standardisation and exchange trading of OTC derivatives
IMA response (16 August)

CESR paper on OTC derivative transaction reporting standards
IMA response (16 August) 

Making Automatic Enrolment Work
IMA response (13 August) 

CESR MiFID Review - Client Categorisation
 IMA response (9 August) 

Takeover Panel Review on regulation of takeover bids  
IMA response (6 August) 

IASB Exposure Draft on Fair Value Option for Financial Liabilities
IMA response (16 July) 

European Commission paper on Short Selling 
IMA response (9 July)

European Commission paper on Derivatives and Market Infrastructure
IMA response (9 July)

FSA paper on Enhancing the Client Assets Sourcebook 
IMA response (30 June)

IASB Exposure Draft on Financial Instruments: Amortised Cost and Impairment
IMA response (28 June) 

Financial Sanctions: HMT paper on the draft Terrorist Asset-Freezing Bill
IMA response (18 June)

FSA paper on Taping: Removing the mobile phone exemption
IMA response (14 June)

FSA paper on - Proposed changes to Listing Rules and Disclosure and Transparency Rules
IMA response (6 June)

FSA paper on - Proposed changes to the controllers' regime in the Supervision manual
IMA response (6 June)

CESR paper on Non-equity Markets
IMA response (3 June) 

 CESR proposal to extending major shareholding notifications
IMA response (31 March) 

CESR consultation on Risk measure for UCITS
 IMA response (28 May) 

CESR Technical Advice to the European Commission in the context of the MiFID Review - Secondary markets
IMA response (28 May)  

CESR Technical Advice to the European Commission in the context of the MiFID Review - Investor protection 
IMA response (28 May) 

CESR Technical Advice to the European Commission in the context of the MiFID Review - Transaction reporting
IMA response (28 May)  

FSA Paper on Delivering the Retail Distribution Review and other Issues
IMA response (26 May)  

IASB Exposure Draft on Measurement of Liabilities
IMA response (19 May) 

IGG paper on Investment Governance of Defined Contribution schemes
IMA response (6 May)

CESR Call for Evidence: Micro-structural issues of the European equity markets
IMA response (29 April) 

FSA paper on Enhancing Financial Reporting Disclosures
IMA response (29 April)  

FSA paper on Effective Corporate Governance
IMA response (28 April)  

FRC Stewardship Code
IMA response (26 April)

 European Commission paper on Capital Requirments Directive
IMA response (16 April 2010)

FSA paper on Regulatory Fees and Levies - Question 5
IMA response (12 April)   

FSA paper on Capital Planning Buffers
IMA response (31 March)   

HMT paper on ‘Establishing resolution for investment banks
IMA response (16 March)  

CESR's recommendations for the calculation of a synthetic risk reward indicator
Joint ABI and IMA research brief  (March 2010) 

 Developing a risk rating methodology
Joint ABI and IMA research paper (March 2010)

FSA paper on Regulatory fees and levies - sections 4 and 5
IMA response (12 March)  

FSA paper on Strengthening Capital Standards 3
IMA response (10 March) 

FSA paper on Quarterly consultation 23 - Chapter 3
IMA response (5 March)

FSA paper on Winding up and terminating AUTs
IMA response (5 March)

Financial Reporting Council - Revised UK Corporate Governance Code
IMA response (22 January) 

The Pensions Regulator consultation on revised guidance on internal controls
IMA response (2 March)  

IASB Exposure Draft - Management Commentary
IMA response (28 February)   

HM Treasury paper on Non-Bank Lending
IMA response (23 February)

IOSCO report on Point of Sale Disclosure
IMA response (16 February)   

HM Treasury Draft Tax Regulations for Funds Investing in Non-Reporting Funds 
IMA response (2 February)  

OECD report on the Taxation of Collective Investment Vehicles
IMA response (28 January)

Accounting Standards Board Policy Proposal: The Future of UK GAAP
IMA response (22 January) 

Audit Firms Providing Non-Audit Services to Listed Companies they Audit
IMA response (22 January)  

FSA paper on Regulatory fees: proposals for 2010/11
IMA response (12 January)

2009 papers