Policy Papers and Research 2010
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EU Green paper on Corporate Governance in financial institutions and remuneration policies IMA response (1 September)
OECD paper on Possbile improvement to procedures for tax relief for Cross-Border Investors IMA response (31 August)
ASB proposals for the future of UK GAAP IMA response (16 August)
CESR paper on Standardisation and exchange trading of OTC derivatives IMA response (16 August)
CESR paper on OTC derivative transaction reporting standards IMA response (16 August)
Making Automatic Enrolment Work IMA response (13 August)
CESR MiFID Review - Client Categorisation IMA response (9 August)
Takeover Panel Review on regulation of takeover bids IMA response (6 August)
IASB Exposure Draft on Fair Value Option for Financial Liabilities IMA response (16 July)
European Commission paper on Short Selling IMA response (9 July)
European Commission paper on Derivatives and Market Infrastructure IMA response (9 July)
FSA paper on Enhancing the Client Assets Sourcebook IMA response (30 June)
IASB Exposure Draft on Financial Instruments: Amortised Cost and Impairment IMA response (28 June)
Financial Sanctions: HMT paper on the draft Terrorist Asset-Freezing Bill IMA response (18 June)
FSA paper on Taping: Removing the mobile phone exemption IMA response (14 June)
FSA paper on - Proposed changes to Listing Rules and Disclosure and Transparency Rules IMA response (6 June)
FSA paper on - Proposed changes to the controllers' regime in the Supervision manual IMA response (6 June)
CESR paper on Non-equity Markets IMA response (3 June)
CESR proposal to extending major shareholding notifications IMA response (31 March)
CESR consultation on Risk measure for UCITS IMA response (28 May)
CESR Technical Advice to the European Commission in the context of the MiFID Review - Secondary markets IMA response (28 May)
CESR Technical Advice to the European Commission in the context of the MiFID Review - Investor protection IMA response (28 May)
CESR Technical Advice to the European Commission in the context of the MiFID Review - Transaction reporting IMA response (28 May)
FSA Paper on Delivering the Retail Distribution Review and other Issues IMA response (26 May)
IASB Exposure Draft on Measurement of Liabilities IMA response (19 May)
IGG paper on Investment Governance of Defined Contribution schemes IMA response (6 May)
CESR Call for Evidence: Micro-structural issues of the European equity markets IMA response (29 April)
FSA paper on Enhancing Financial Reporting Disclosures IMA response (29 April)
FSA paper on Effective Corporate Governance IMA response (28 April)
FRC Stewardship Code IMA response (26 April)
European Commission paper on Capital Requirments Directive IMA response (16 April 2010)
FSA paper on Regulatory Fees and Levies - Question 5 IMA response (12 April)
FSA paper on Capital Planning Buffers IMA response (31 March)
HMT paper on ‘Establishing resolution for investment banks IMA response (16 March)
CESR's recommendations for the calculation of a synthetic risk reward indicator Joint ABI and IMA research brief (March 2010)
Developing a risk rating methodology Joint ABI and IMA research paper (March 2010)
FSA paper on Regulatory fees and levies - sections 4 and 5 IMA response (12 March)
FSA paper on Strengthening Capital Standards 3 IMA response (10 March)
FSA paper on Quarterly consultation 23 - Chapter 3 IMA response (5 March)
FSA paper on Winding up and terminating AUTs IMA response (5 March)
Financial Reporting Council - Revised UK Corporate Governance Code IMA response (22 January)
The Pensions Regulator consultation on revised guidance on internal controls IMA response (2 March)
IASB Exposure Draft - Management Commentary IMA response (28 February)
HM Treasury paper on Non-Bank Lending IMA response (23 February)
IOSCO report on Point of Sale Disclosure IMA response (16 February)
HM Treasury Draft Tax Regulations for Funds Investing in Non-Reporting Funds IMA response (2 February)
OECD report on the Taxation of Collective Investment Vehicles IMA response (28 January)
Accounting Standards Board Policy Proposal: The Future of UK GAAP IMA response (22 January)
Audit Firms Providing Non-Audit Services to Listed Companies they Audit IMA response (22 January)
FSA paper on Regulatory fees: proposals for 2010/11 IMA response (12 January)
2009 papers
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