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Policy Papers and Research 2008

 

To search Policy position & reseach papers - click here to choose from the various topic or recipient sections

Joint HMT and FSA Consultation on Implementation of the Acquisitions Directive
IMA response (12 December 2008)  

Credit Assessment Guidelines
EFAMA, ESF and IMA Paper (11 December 2008)

FRC Consultation on proposals to revise the Guidance for Directors on Going Concern 
IMA response (11 December 2008) 

FSA CP08/16: Quarterly consultation (No. 18) Chapter 5
IMA response (6 December 2008) 

CIS Equivalence and Hedged Unit Classes
IMA response 5 December 2008  

 CESR call for evidence on the review of the scope of the MIFID transaction reporting obligation
IMA response (5 December 2008) 

Evidence to the Treasury Select Committee on accountancy in the context of the current banking crisis
IMA response November 2008

IMA SORP for Authorised Funds
November 2008 

European Commission proposals on European Savings Directive
IMA response 28 October 2008

IMA Written evidence on Banking Bill
October 2008

HMT discussion paper on tax elected funds
IMA response (28 October 2008)

HMT proposals on Replacement of QIS 10% substantial holding rule
IMA response (22 October 2008)   

CESR Consultation on UCITS Risk Management Process
IMA response (17 October 2008) 

HMT Consultation on part 7 of the 1989 Companies Act
IMA response (16 October 2008)  

CESR Consultation on draft advice on Management Company Passport
IMA response (15 October 2008) 

IASB DP on reducing complexity in reporting Financial Instruments
IMA response (10 October 2008)   

HMT consultation on Extending the Statutory Regime for Issuer Liability
IMA response (9 October 2008)

IASB DP on reducing complexity in reporting Financial Instruments
IMA response (6 October 2008)  

CESR Consultation on Guidelines for the Assessment of Mergers and Acquisitions
IMA response (3 October 2008)

Tripartite Authorities consultations on banking reform
IMA response (15 September 2008)

IASCF, Review of the Constitution - Discussion Document
IMA response (10 September 2008)

IMA Great British Investor Report
10 September 2008 

FRC Paper on Proposals for Future Arrangements for Funding
IMA response (9 September 2008) 

FSA CP08/12: Quarterly consultation (No. 17): reduction in yield
IMA response (9 September 2008)   

FSA CP08/12 Chapters 3, 6 and 7
IMA response (9 September 2008)  

FSA CP08/12 Chapter 9
IMA response (8 September 2008) 

EU Commission proposals regarding Credit Rating Agencies
IMA response (5 September 2008)

FSA DP08/03 on Transparency as a Regulatory Tool
IMA response (4 September 2008)

FSA CP08/10 on Decision Procedure and Penalties manual and Enforcement Guide Review 2008
IMA response (4 September 2008)

IASB Paper on Financial Instruments with Characteristics of Equity
IMA response (3 September 2008)

CEBS Paper on Options and national discretions
 IMA response (15 August 2008)   

FRC Paper on Choice in the UK Audit Market
 IMA response (31 July 2008)  

ASB Paper on the Financial Reporting of Pensions
 IMA response (24 July 2008)  

Commission Consultation on UCITS investing in Securitisation
IMA response (18 July 2008)  

Offshore Funds Draft Regulations
IMA response (10 July 2008) 

FSA CP08/6: Review of CASS
IMA response (27 June 2008) 

FRC Paper on the Smith Guidance
 IMA response (24 June 2008) 

TSC inquiry into Offshore Financial Centres
IMA response (23 June 2008)  

Updating the Myners Principles
IMA response (19 June 2008) 

 FSA CP08/8: FSCS funding - tariff changes
IMA response (17 June 2008) 

Commission's Consultation on the Capital Requirements Directive (CRD)
IMA response (16 June 2008)

FRC CP on cost effective regulation
IMA response (6 June 2008) 

FSA CP08/7: Quarterly Consultation (No.16)
IMA response (4 June 2008)

The Pensions Regulator CP on Conflicts of Interest
IMA response (30 May 2008) 

FSA CP08/4: Funds of Alternative Investment Funds (FAIFs)
IMA response (30 May 2008) 

FSA CP08/3: Simplifiying Disclosure: Information about services and costs
IMA response (20 May 2008) 

EC Expert Group Report on OEREFs
IMA response (15 May 2008)

Puttable instruments - response to ASB exposure draft
IMA response (15 May 2008)

HMT CP on FSMA market abuse regime 
IMA response (8 May 2008) 

CIPFA survey on LGPS 
IMA response (1 May 2008) 

IOSCO Technical Committee Consultation Report on Credit Rating Agencies
IMA response (24 April 2008) 

Financial stability and depositor protection
IMA response (23 April 2008) 

PADA consultation: Building personal accounts: choosing a charging structure
IMA response (April 2008)

FSA CP08/01 - A review of the structure of the listing regime
IMA response (18 April 2008)

APB Discussion Paper on the Auditor's Report: A Time for Change
IMA response (17 April 2008) 

CESR CP: The Role of Credit Rating Agencies in Structured Finance
IMA response (31 March 2008) 

Financial Reporting Council - draft plan and budget 2008/09
IMA response (31 March 2008)

FSA CP07/24: Implementation of the Company Reporting Directive
IMA response (26 March 2008) 

Enabling choice for retirement
IMA briefing paper (25 March 2008) 

FSA CP07/21: Close links
IMA response (14 March 2008) 

FRC consultation on possible changes to the Combined Code
IMA response (13 March 2008) 

FRC consultation on Working Group Draft Guidance on Auditor Liability
IMA response (13 March 2008) 

FSA CP08/2: Regulatory fees and levies
IMA response (29 February 2008)

HMT CP Paying a Fairer Share: A Consultation on Residence and Domicile
IMA response (27 February 2008)

CEBS consultation on Large Exposures
IMA response (22 February 2008)  

FSA CP07/20 on Disclosure of contracts for difference
IMA response (15 February 2008) 

APB consultation on Ethical Standards for Auditors
IMA response (31 January 2008) 

FSA DP07/2: TCF: Target Market and Management Information
IMA response (28 January 2008)

The value to the UK Economy of UK - Domiciled Authorised Investment Funds
Joint IMA/KPMG report (24 January 2008) 

CESR consultation on improving the functioning of the MiFID database
IMA response (21 January 2008)  

EU call for evidence on Substitute Retail Investment Products
IMA response (18 January 2008)

The Hunt Review of the Financial Ombudsman Service
IMA response (18 January 2008)

IASB Exposure Draft of proposed improvements to IFRS
IMA response (10 January 2008)

FSA CP07/19: Regulatory Fees and Levies
IMA response (8 January 2008)

HMT paper on Offshore Funds
IMA response (4 January 2008)

 

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