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Policy Papers and Research 2007

 

To search Policy position & reseach papers - click here to choose from the various topic or recipient sections

Pensions Bill
- IMA submission (18 December 2007)     

FSA DP07/5:  Review of the interaction of solo and group capital requirements
- IMA Response (24 December 2007)    

Pensions Bill Second Reading
- IMA paper (December 2007)  

FSA DP07/1:  Retail Distribution Review
- IMA Response (20 December 2007)   

CESR consultation on Key Investor Information
- IMA Response (18 December 2007)  

US Treasury Committee Consultation Paper
- IMA Response (6 December 2007)  

Banking Reform 
- IMA Response (5 December 2007) 

CP07/18 - proposed changes to COLL
- IMA Response (5 December 2007) 

Proposals for a UK recognised covered bonds legislative framework
- IMA Response (28 November 2007)  

FRC paper on Standards
- IMA Response (7 November 2007) 

CP07/17: Integrated Regulatory Reporting (IRR)
-IMA Response (29 October 2007) 

IASB's and FASB's Financial Statement Presentation Project
- IMA Response (26 October 2007)

DP07/2: Platforms: the role of wraps and supermarkets
-IMA Response (26 October 2007)

Proposals for a UK recognised Covered Bond legislative framework - Joint HMT/FSA consultation
- IMA response (19 October 2007) 

Simplified Business environment for companies in the areas of law, accounting and auditing 
-IMA Response to the Commission (12 October 2007)
-IMA Response to the Dept for BERR (12 October 2007)

Walker consultation on Disclosure and Transparency in Private Equity
-IMA Response (9 October 2007)

FSA CP07/13 Quarterly CP - Proposed Changes to COLL 
- IMA Response (5 October 2007) 

SEC consultation on File Numbers S7-16-07 and S7-17-07: Shareholder Proposals and Shareholder Proposals Relating to the Election of Directors
- IMA Response (2 October 2007)

Fund Processing
- IMA newsletter (October 2007)

CP07/12: Investment entities listing review
-IMA Response (28 September 2007) 

IMA response to public consultation on the reorganisation and winding-up of credit institutions
IMA Response (27 September 2007)

HMT Property Authorised Investment Funds: a discussion paper
- IMA response (26 September 2007)

SEC consultation on acceptance from foreign private issuers of financial statements prepared in accordance with IFRS without  reconciliation to US GAAP
- IMA Response ( 24 September 2007)

CESR Call for evidence on possible Level 3 work on the Transparency Directive
 - IMA Response (14 September 2007)

IMA fund processing principles
(September 2007)

DP07/3 - Trading of MTF shares: impact of proposed stamp duty changes
- IMA Response (30 August 2007)

MiFID - post transparency in shares
 - IMA Response (20 August 2007)
 - IMA Response (15 August 2007)

FSA CP07/9: COB regime - non MiFID deferred matters
- IMA Response (3 August 2007)   

HMT CP on Better Regulation
- IMA Response (3 August 2007)

Fostering an Appropriate Regime for Shareholders Rights
- IMA Response (3 August 2007)

EC Third Consultation on a recommendation on Fostering an Appropriate Regime for Shareholders Rights
IMA Response (3 August 2007)

FRC assesses the impact of the Combined Code
-IMA Response (30 July 2007)

Pre-Budget representations
- IMA paper ( 27 July 2007)  

HMT CP on better regulation measures for the asset management sector: Facilitating paperless settlements 
- IMA response (26 July 2007)  

The European Commission Green Paper on Retail Financial Services
IMA Response (19 July 2007)  

Choice in the Audit Market - Interim Report of the Market Participants' Group 
- IMA response (16 July 2007)  

The EU questionnaire on the analysis of the potential impact of the endorsement of IFRS 8
- IMA Response (29 June 2007)

The European Commission call for evidence regarding private placement regimes in the EU
IMA Response (28 June 2007) 

FSA CP07/6: Funds of Alternative Investment Funds 
- IMA Response (27 June 2007) 

DTI consultation on the implementation of the 4th and 7th Directives
- IMA response (26 June 2007) 

DTI consultation on the implementation of the 8th Directive
- IMA response (22 June 2007) 

FSA CP07/5: Financial Services Compensation Scheme - Funding Review
- IMA Response (20 June 2007)  

The European Commission exposure draft to enhance efficiency of the European fund market
IMA Response (14 June 2007)

FSA CP07/8: Quarterly CP- proposed changes to COLL
- IMA Response (4 June 2007)

Call for evidence on UCITS Distribution: CESR/07-205 
- IMA Response (June 2007)

FSA CP07/5: Financial Services Compensation Scheme - Funding Review
- IMA Response June 2007  

FSA CP07/6: Funds of Alternative Investment Funds 
- IMA Response June 2007  

FSA CP07/8: Quarterly CP- proposed changes to COLL
- IMA Response May 2007  

FSA CP07/3: Regulatory fees and levies 2007/08
- IMA Response May 2007 

Response to the revision of UCITS SP 
IMA response (May 2007) 

Response to the Call for Evidence on Key Investor Disclosures for UCITS 
- IMA Response (31 May 2007) 

FRC consultation paper on changes to its governance structure
- IMA response (31 May 2007)   

Discussion Paper: Fair Value Measurement
-IMA response (17 May 2007)

Liability for misstatements to the market 
- IMA response (9 May 2007) 

Stamp duty: its impact and the benefits of its abolition
- IMA report (May 2007) 

Secondary Curriculum Review
- IMA response (30 April 2007)

Second CP on Inducements under MiFID (CESR/07-228)
- IMA Response (27 April 2007)  

Thoresen Review
IMA Response (27 April 2007) 

FSA CP07/2: Review of the Enforcement and Decision making manuals
- IMA Response (16 April 2007)

Financial Capability: The Government's Long-Term Approach
-IMA Response (13 April 2007)

Institutional Investment in the UK Six Years On
- IMA response (13 April 2007)

Response to CESR: non-equity markets transparency
- IMA Response April 2007

Promoting Audit Quality: FRC Discussion Paper 
- IMA response (30 March 2007)

EU Commission Paper on Auditors Liability
IMA response (23 March 2007) 

EU consultation on Auditors' Liability and its impact on the European Capital Markets
-IMA response (23 March 2007)

IIMG second interim report
-IMA response (22 March 2007) 

CESR best execution - public consultation
- IMA Response (16 March 2007) 

CP06/21: Investment Entities Listing Review
- IMA response (14 March 2007)

IFRS 8 Operating Segments
-IMA Response (9 March 2007) 

IMA Response to IOSCO Consultation Paper
- IMA Response (6 March 2007) 

CESR consultation on transaction reporting under MiFID
- IMA Response (2 March 2007)

Pensions White Paper ‘Personal accounts: a new way to save.'
-IMA response (March 2007)  

CP06/21: Investment Entities Listing Review
- IMA response (March 2007)

Response to CESR: non-equity markets transparency
- IMA Response (March 2007)

FRC Draft updated regulatory strategy and plan & budget 2007/8
-IMA response (28 February 2007)  

FSA CP07/3: Regulatory fees and levies 2007/08
- IMA Response (28 February 2007) 

Response to the public consultation on Inducements under MiFID (CESR/06-687)
- IMA Response (9 February 2007)

Response to consultation on the Passport under MiFID (CESR/06-669) 
- IMA Response (9 February 2007)

Response to the Pensions Regulator regarding risks to Defined Contribution schemes
- IMA Response (31 January 2007)

House of Commons Work and Pensions Select Committee - personal accounts
-IMA Submission (18 January 2007)
-Appendix (October 2006)

Pensions Bill (Second Reading)
-IMA Parliamentary Briefing (17 January 2007)

DTI's consultation on EU proposals for a directive on the exercise of voting rights by shareholders
-IMA response (15 January 2007)  

HMRC Draft Revised Statement of Practice: UK Investment Manager Exemption
-IMA response (8 January 2007)

FSA DP 06/4 on the responsibilities of providers and distributors for the fair treatment of customers
- IMA Response January 2007

 

 

 
     
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