Financial Services Authority - 2006

FSA CP06/18: Quarterly Consultation No. 10
- IMA Response December 2006

FSA CP06/18: Conduct of Business sourcebook: Use of Dealing Commission
- IMA Response December 2006

FSA CP06/20: Financial promotion and other communication
- IMA Response November 2006

FSA CP06/19: Reforming the Conduct of Business Regulation
- IMA Response November 2006

FSA CP06/15: Reforming the Approved Persons Regime
- IMA Response November 2006

FSA CP06/14: Implementing MiFID for Firms and Markets
- IMA Response October 2006

FSA CP06/13: Quarterly Consultation No.9
- IMA Response September 2006

FSA CP06/11: Parts II and III
- IMA Response August 2006

FSA CP 06/10: Strengthening Capital Standards - Restructuring the Handbook
- IMA Response August 2006

FSA CP 06/9: Organisational systems and controls
- IMA Response August 2006

FSA DP 06/3: Implementing MiFID's best execution
- IMA Response August 2006

FSA CP 06/4: Implementation of the Transparency Obligations Directive
- IMA Response July 2006

FSA CP 06/7: Single and dual pricing for authorised cis
- IMA Response July 2006

FSA CP 06/11: Questions requiring responses by 31 July 2006
- IMA Response July 2006

FSA CP06/5: The regulation of personal pension schemes including SIPPs
- IMA Response (June 2006)

FSA CP06/4 Part 2: Investment Entities Listing Review
- IMA Response (June 2006)

DP06/01: Review of the funding of the Financial Services Compensation Scheme
- IMA Response (June 2006)

FSA CP 06/6: Qtrly Consultation No 8: Proposed changes to COLL
- IMA Response June 2006

FSA CP 06/03: Strengthening capital standards 2
- IMA Response April 2006

FSA CP 05/15: Review of FSCS and FOS Limits
- IMA Response April 2006

FSA CP 06/2 Regulatory fees and levies 2006/07
- IMA Response March 2006

FSA CP 05/13 Bundled Brokerage and Soft Commission Arrangements for Retail Investment Funds
- IMA Response 2006