Regulation - 2005

Commission Guidance Regarding Client Commission Practices under Section 28(e) of the Securities Exchange Act of 1934
- IMA Response (November 2005)

DP 05/4 Hedge Funds: A discussion of risk and regulatory engagement
- IMA Response (October 2005)

CP05/05 Bundled Brokerage and Soft Commission Arrangements
- IMA Response (May 2005)

Proposed Revisions to Myners’ Principles
- IMA Response (May 2005)

FSA Enforcement Process Review - Issues Paper
- IMA Response (April 2005)

CESR's consultation on the Transparency Directive
- IMA Response (March 2005)

CP 05/2 - Regulatory Fees and Levies 2005/6
- IMA Response (February 2005)

CESR's call for opinions on Possible Implementing Measures regarding Professional Client Agreements
- IMA Response (February 2005)

Regulation of Investment Trusts
- IMA response (February 2005)

CP 04/18 - Implementation of the Simplified Prospectus
- IMA Response (January 2005)

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