Regulation - 2004

CP 04/23 - Bundled Brokerage and Soft Commission Arrangements
- IMA Response (December 2004)

OPRA Consultation on Trustee Knowledge, Understanding and Conversance
-  IMA Response (December 2004)

CESR Consultation on Possible Implementing Measures to the Markets in Financial Instruments Directive (MiFID, or ISD2) - Part 2
 IMA Response (October 2004)

CP 04/13 - Quarterly Consultation No.1
- IMA Response (October 2004)

CP 04/12 - FSMA Two Year Review
- IMA Response (October 2004)

CESR's Consultation on Possible Implementing Measures to the Markets in Financial Instruments Directive
 IMA Response (September 2004) 
 IMA Response attachment (September 2004) 

CESR's Call for Evidence on the Second Set of MiFID Mandates
-  IMA Response (August 2004)

Discussion Paper 26: Fraud and Dishonesty
-  IMA Response  (May 2004) 

CP 04/2 - Fees and fees policy 2004/05
- IMA Response (April 2004)

HM Treasury Consultation Document - The new Capital Adequacy Directive, CAD3: The transportation of the new Basel Accord into EU legislation
-  IMA Response (March 2004)

CESR’s Concept Paper on Transaction Reporting, Cooperation and Exchange of Information Between Competent Authorities Under the ISD2
-  IMA Response (March 2004)

CESR's Call for Evidence on the ISD Mandates
 IMA Response (February 2004)

CP 209: Financial Services Compensation Scheme management expenses levy limit and other funding 2004/2005
-  IMA Response  (February 2004) 
 
CP 208: Funding the Financial Ombudsman Service 2004/2005
-  IMA Response  (February 2004)
 
CP 204: Financial Groups
-  IMA Letter  (February 2004)
-  IMA Response  (February 2004)

Discussion Paper 25: Development of Transaction Monitoring Systems
-  IMA Response  (February 2004)
 
Discussion Paper 22: Know your customer and anti-money laundering monitoring
-  IMA Response  (January 2004)