Financial Services Authority

2004

1 Savings, Pensions and Advice

Towards a Strategy for Financial Capability
-  IMA Response (January 2004)

2 Unit Trusts and OEICs

CP 04/01* - Fund of Funds
- IMA Response (March 2004)

3 Tax

4 European Single Market

5 Corporate Governance and Company Reporting

CP 203: Review of Listing Regime
- IMA Response  (January 2004)

6 Financial Markets

CP 04/23 - Bundled Brokerage and Soft Commission Arrangements
- IMA Response (December 2004)

7 Regulation

CP 04/13 - Quarterly Consultation No.1
- IMA Response (October 2004)

CP 04/12 - FSMA Two Year Review
- IMA Response (October 2004)

CP 04/2 - Fees and fees policy 2004/05
- IMA Response (April 2004)

CP 209: Financial Services Compensation Scheme management expenses levy limit and other funding 2004/2005
-  IMA Response  (February 2004)
 
CP 208: Funding the Financial Ombudsman Service 2004/2005
-  IMA Response  (February 2004)
 
CP 205: Conflicts of Interest:  Investment Research and Issues of Securities
- IMA Response  (January 2004)
 
CP 204: Financial Groups
-  IMA Letter  (February 2004)
-  IMA Response  (February 2004)

Discussion Paper 26: Fraud and Dishonesty
-  IMA Response  (May 2004)
 
Discussion Paper 25: Development of Transaction Monitoring Systems
-  IMA Response  (February 2004)
 
Discussion Paper 22: Know your customer and anti-money laundering monitoring
-  IMA Response  (January 2004)

8 Miscellaneous