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Regulation - 2003

Role of CESR in the regulation and supervision of UCITS and Asset Management activities in the EU
-  IMA Response (December  2003)

CP 176: Bundled Brokerage and Soft Commission Arrangements
- Final Response (October 2003)
- IMA Responses to the specific questions raised in CP 176 (October 2003 
- Charles River Research (October 2003) 

An assessment of the proposed changes to regulation of bundled brokerage and soft commission arrangements (October 2003)

Transaction Cost Analysis (January 2003)

Working document of The European Commission Services on Capital Requirements for Investment Firms
- IMA Response (February 2002)

Brealey/Neuberger on Myners (September 2001)

 
     
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