Archive of Responses to FSA consultations and papers

2002

1 Savings, Pensions and Advice

CP121:  Reforming Polarisation:  Making the market work for consumers  (April 2002)

2 Unit Trusts and OEICs

CP132: The Presentation of Past Performance and Bond Fund Yields in Financial Promotions  (July 2002)

CP131:  Single pricing of collective investment schemes:  proposed amendments – Feedback on Discussion Paper 8   (May 2002)

3 Tax

4 European Single Market

5 Corporate Governance and Company Reporting

DP14: Review of the Listing Regime 
- Final Response  (October 2002)

6 Financial Markets

CP124:  Annexes to the Market conduct sourcebook  (March 2002)

7 Regulation

CP141:  Miscellaneous amendments to the Handbook (No.3) - Final Response   (September 2002)

CP138:  Disclosure of status under the FSMA 2000 and use of the FSA logo
- Final Response  (Aug 2002)

CP129:  Implementing the Electronic Commerce Directive  (May 2002)

CP128:  Liquidity risk in the Integrated Prudential sourcebook:  Systems and Controls chapter 
- Final Letter  (Jun 2002)
- Final Response  (Jun 2002)

CP125:  Fees 2002/03
- Final Letter  (April 2002)
- Final Response  (April 2002)

CP115: Integrated Prudential Sourcebook – timetable for implementation 
- Final Letter   (Feb 2002)
- Final Response (Feb 2002)

Discussion Paper 15 “Investment Research: Conflicts and other Issues”
-  IMA’s full response  (November 2002)

DP13:  UK Implementation of the new Basel & EU Capital Standards 
- Final Response  (October 2002)

DP12:  The new regulatory reporting environment 
- Final Response  (July 2002)

DP9:  Examination Review 
- Final Response   (Feb 2002)

8 Miscellaneous

Discussion Paper 16  “Hedge Funds and the FSA”
-  IMA Final Response  (December 2002) 
-  IMA Final Answers  (December 2002)